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A year-end form filed with the SEC, the issuing company, and the relevant stock exchange to report (1) certain transactions that are exempt from Form 4 reporting and (2) any changes not previously disclosed by the insider on Form 3 or Form 4. Form 5, if required, must be filed within 45 days after the end of the company’s fiscal year. Compare to Form 3 and Form 4.
For details about these filings in the context of NQDC plans, see a related FAQ.